UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) June 20, 2017
PROTEON THERAPEUTICS, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 001-36323 | 20-4580525 |
| (State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
200 West Street
Waltham, MA 02451
(Address of principal executive offices) (Zip Code)
(781) 890-0102
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17
CFR §240.12b-2).
Emerging growth company [X]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Introductory Comment
| Throughout this Current Report on Form 8-K, the terms “we,” “us,” “our” and “Company” refer to Proteon Therapeutics, Inc. |
| Item 5.07 | Submission of Matters to a Vote of Security Holders |
| (a) The Company’s annual meeting of stockholders was held on June 20, 2017. | |
| (b) The stockholders elected all of the Company’s nominees for directors and ratified the appointment of Ernst and Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2017. The tabulation of votes for each proposal is as follows: | |
| Proposal 1 - Election of Directors |
| For | Withheld | Broker Non-Votes | ||
| Scott A. Canute | 11,017,667 | 226,380 | 4,124,217 | |
| Tim Haines | 11,019,212 | 224,835 | 4,124,217 |
| Proposal 2 - Ratification of Independent Registered Public Accounting Firm |
| For | Against | Abstentions | ||
| 15,329,819 | 15,079 | 23,366 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 26, 2017
| Proteon Therapeutics, Inc. | |||
| By: | /s/ Timothy P. Noyes | ||
| Name: | Timothy P. Noyes | ||
| Title: | President & Chief Executive Officer | ||